A Record of Advice (ROA) is a document of advice detailing smaller changes (less than 10%) to an investment portfolio whereby the client’s circumstances and the basis of advice has not changed since the last provided Statement of Advice (SOA)
A Record of Advice (ROA) is a document of advice detailing smaller changes (less than 10%) to an investment portfolio whereby the client’s circumstances and the basis of advice has not changed since the last provided Statement of Advice (SOA)